Capstone Financial understands, anticipates and meets its clients' changing financial needs with a multitude of services.

We provide diverse and in-depth services to plan sponsors:


Addressing Fiduciary Obligations

  • Analyze plan expenses
  • Set guidelines for prudent investment practices
  • Create a diversified investment menu
  • Educate participants
  • Perform ongoing due diligence of investment managers and vendors
  • Document due diligence process

Consulting Solutions

  • Investment policy development
  • Plan design
  • Participant education strategies
  • Vendor management

Investment Analysis and Monitoring

  • Quarterly market commentary
  • Performance measurement/reporting
  • Quantitative and qualitative analysis
  • Manager research/recommendations

Plan Analysis, Research and Benchmarking

  • Fee analysis, disclosure and benchmarking
  • Asset allocation and diversification analysis