Investment Management

Capstone Financial provides investment advisory and fiduciary services to businesses and non-profit organizations. Our step-by-step process helps us to create an investment strategy that responds to your specific needs and goals. This consultative process guides us from the initial implementation of your portfolio to the day-to-day management and ongoing monitoring of the investments.

As risk-averse advisors, we seek to preserve capital through diversification. We believe that asset allocation and investment selection are the most important determinants of investment performance.

By allocating your investment dollars among a carefully chosen mix of asset classes, we aim to help you maximize your return potential while managing your exposure to investment risk.

The following issues are factored into determining an appropriate asset allocation:

  • Investment time horizon
  • Performance objectives
  • Risk tolerance
  • Income needs
  • Liquidity requirements

In building your portfolio, we may utilize an array of investment vehicles, including:

  • Individual stocks
  • Fixed income securities
  • Mutual funds
  • Exchange Traded Funds
  • Structured Investments


Investing involves risk including the potential loss of principal. No investment strategy can guarantee a profit or protect against loss in periods of declining values.