Fiduciary Service

The role of retirement plan sponsors comes with a heavy burden of accountability for the investment options offered to plan participants. Capstone Financial's services help make your fiduciary duty more manageable.

Fiduciary Service Options
Through a customized, consultative approach, Capstone Financial can provide a flexible fiduciary solution tailored to your needs as a fiduciary partner.

Investment Advisory Service Under Section 3(21) of ERISA

  • Serve as a fiduciary as an investment advisor with the Plan Sponsor
  • Assist in development of Investment Policy Statement (IPS)
  • Recommend Plan Menu Design
  • Review Qualified default Investment Alternative (QDIA)
  • Recommend and monitor Investment Options
  • Evaluate company stock
  • Render Participant Investment Advice